Securities Investor Protection Act

Results: 1008



#Item
301PAYGO / Government / Law / Investor Protection and Securities Reform Act / Interagency Security Classification Appeals Panel / United States federal legislation / Plain Writing Act / Freedom of information legislation

C:rstaDatamingtQuadtaL-946_enr.xml

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Source URL: www.fdic.gov

Language: English - Date: 2011-07-13 13:38:49
302Securities Investor Protection Corporation / Accredited investor / Dodd–Frank Wall Street Reform and Consumer Protection Act / Private equity / Regulation D / Investor / Financial Industry Regulatory Authority / Private placement / Institutional investor / Financial economics / Investment / Finance

September 23, 2014 The Honorable Mary Jo White Chairman U.S. Securities and Exchange Commission 100 F Street, N.E.

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Source URL: www.sec.gov

Language: English - Date: 2014-10-01 15:47:38
303Investment Advisers Act / Financial adviser / Business / Financial economics / Investment Advisor / U.S. Securities and Exchange Commission / Money / Securities regulation in the United States / SEC filing / Finance / Investment / 76th United States Congress

STATE OF CALIFORNIA -- BUSINESS, TRANSPORTATION AND HOUSING AGENCY ARNOLD SCHWARZENEGGER, Governor DEPARTMENT OF CORPORATIONS Business Services and Consumer and Investor Protection

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Source URL: www.dbo.ca.gov

Language: English - Date: 2013-06-28 13:03:05
304Late-2000s financial crisis / Presidency of Barack Obama / United States federal banking legislation / Investor Protection and Securities Reform Act / United States administrative law / 111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act

Type: Statute Statute: 1971 ACT AS AMENDED Title: Title V Farm Credit Administration Organization

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Source URL: ww3.fca.gov

Language: English - Date: 2014-12-07 06:44:40
305PAYGO / Government / Law / Investor Protection and Securities Reform Act / Interagency Security Classification Appeals Panel / United States federal legislation / Plain Writing Act / Freedom of information legislation

C:rstaDatamingtQuadtaL-946_enr.xml

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Source URL: www.fdic.gov

Language: English - Date: 2011-07-13 13:38:49
306United States securities law / Government / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities and Exchange Commission / Securities Exchange Act / Securities Act / Investor Protection and Securities Reform Act / Financial regulation / United States Securities and Exchange Commission / 73rd United States Congress

The NY Green Bank engages in an ongoing dialogue with potential transaction parties, and is aware of the amendments to Section

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Source URL: finance.alabama.gov

Language: English - Date: 2014-10-17 17:59:27
307Economics / Financial markets / Corporate finance / United States Securities and Exchange Commission / Financial regulation / Regulation D / Accredited investor / Dodd–Frank Wall Street Reform and Consumer Protection Act / Private equity / Financial economics / Finance / Investment

Recommendation of the Investor as Purchaser Subcommittee and the Investor Education Subcommittee: Accredited Investor Definition

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Source URL: www.sec.gov

Language: English - Date: 2014-09-15 15:21:20
308Financial regulation / United States Securities and Exchange Commission / Financial markets / 73rd United States Congress / Net capital rule / United States housing bubble / Broker-dealer / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities Investor Protection Corporation / Financial economics / Finance / United States securities law

Vol. 78 Wednesday, No. 162

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Source URL: www.gpo.gov

Language: English - Date: 2013-08-21 03:28:32
309Law / United States corporate law / Humanities / United States federal banking legislation / United States securities law / Investor Protection and Securities Reform Act / Consolidated Natural Resources Act / Water Resources Development Act / United States / National Environmental Policy Act

C:rsnsonDatamingtQuadtaL83080_~1.XML

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Source URL: www.gpo.gov

Language: English - Date: 2014-05-28 00:01:37
310Management / SEC filings / Corporations law / Private law / Board of directors / Executive pay / Proxy statement / Investor Protection and Securities Reform Act / Audit committee / Business / Corporate governance / Committees

Microsoft Word - SpinCo Comp Committee Charter (From Lillian)

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Source URL: newscorpcom.files.wordpress.com

Language: English - Date: 2013-06-26 14:19:34
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